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SEC CHAIRMAN ARTHUR LEVITT, IOWA OFFICIALS TO HOLD INVESTORS’ TOWN MEETING IN DES MOINES
3+ day, 9+ hour ago (234+ words) Chairman Arthur Levitt, U.S.Representative Greg Ganske, and Craig Goettsch, Iowa’sSuperintendent of Securities...The Investors’ Town Meeting is the 21st of a national seriesto promote public understanding of the securities...The TownMeeting format also enables securities officials to hear directlyfrom investors on…...
Xerocon 2026: use AI but stay aware of security risks
2+ week, 6+ day ago (581+ words) Another big security hole, she said, is that while an LLM's reasoning packets can be encrypted, this...This is a gigantic security hole LLMs have not fixed yet," she said....A lot of sensitive corporate strategy information about major publicly…...
Statement on Commencement of Appointment Process for Public Company Accounting Oversight Board Seat
3+ week, 5+ day ago (330+ words) Atkins, Chairman Official websites use.gov Secure.gov websites use HTTPS More in this Section Statement...on Commencement of Appointment Process for Public Company Accounting Oversight Board Seat On behalf...of the Securities and Exchange Commission (the “SEC”), I am…...
IRS extends safe harbor for carbon capture tax credit
3+ week, 3+ day ago (282+ words) Gas Reporting Program, leading to requests by the carbon capture industry for expanding the earlier safe..."Specifically, the notice extends the applicability date of the earlier safe harbor, allows [enhanced...The Internal Revenue Service and the Treasury Department issued a…...
Municipal Securities Underwriters Pay a Total of $325,000 in Fines
3+ day, 9+ hour ago (61+ words) Securitiesand Exchange Commission announced today that NASD RegulationInc. censured and fined 21 securities...firms for violationsof Rule G-36 of the Municipal Securities Rulemaking Board.At the same time, the...
Statement on Regulation Crypto Assets
3+ week, 5+ day ago (460+ words) Uyeda Official websites use.gov Secure.gov websites use HTTPS More in this Section Statement on...Two new exemptions from registration under the Securities Act would be created for offerings of covered...In addition, a conditional safe harbor from the…...
Time to Transfer: Statement on Proposed Transfer Agent Rules
1+ week, 6+ day ago (555+ words) Peirce Official websites use.gov Secure.gov websites use HTTPS More in this Section Time to Transfer...its transfer agent rules in almost 30 years, a period that has witnessed sweeping changes in the securities...They maintain the official record of…...
SEC Proposes New Regulation Crypto Assets
3+ week, 5+ day ago (498+ words) The Securities and Exchange Commission today announced that it proposed new rules, titled “Regulation...This proposal follows… Official websites use.gov Secure.gov websites use HTTPS More in this Section...SEC Proposes New Regulation Crypto Assets Washington D.C., Aug....
SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading
1+ week, 5+ day ago (419+ words) Washington D.C., Sept. 1, 2026 — The Securities and Exchange Commission today announced the agenda and...The event will be open to the public and webcast live on the SEC’s website....Visitors will be subject to security checks....Moderators: Jon Kroeper, SEC Division of…...
SEC Investor Advisory Committee to Host Sept. 10 Meeting
1+ week, 4+ day ago (129+ words) Washington D.C., Sept. 3, 2026 — The Securities and Exchange Commission’s Investor Advisory Committee...will host a public meeting at the SEC Headquarters in Washington D.C. on Sept. 10 at 10 a.m....ET to discuss artificial intelligence technologies in the public markets and the SEC’s…...