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Latest Articles
Statement on Departure of Commissioner Hester Peirce
55+ min ago (258+ words) Chairman Paul S. Atkins Commissioner Mark T. Uyeda Official websites use.gov Secure.gov websites use HTTPS More in this Section Statement on Departure of Commissioner Hester Peirce Commissioner Peirce has served two remarkable tours at the SEC, first as a distinguished…...
Roller Coaster Ride: Statement on Proposed Adviser and Regulated Fund Custody Rules; Crypto Custody Rules
1+ hour, 26+ min ago (442+ words) Commissioner Hester M. Peirce Official websites use.gov Secure.gov websites use HTTPS More in this Section Roller Coaster Ride: Statement on Proposed Adviser and Regulated Fund Custody Rules; Crypto Custody Rules Last summer, two friends goaded me into riding a…...
Statement on Proposal to Address the Custody of Crypto Assets Under the Investment Advisers Act and the Investment Company Act
1+ hour, 25+ min ago (434+ words) Chairman Paul S. Atkins Official websites use.gov Secure.gov websites use HTTPS More in this Section Statement on Proposal to Address the Custody of Crypto Assets Under the Investment Advisers Act and the Investment Company Act Today, the Commission proposed…...
Statement on Proposed Amendments to the Custody Rules
1+ hour, 27+ min ago (189+ words) Safeguarding client assets is one of the fundamental investor protections in our regulatory framework against the potential misuse, misappropriation, or loss of client assets. At the same time, our regulations must provide both robust investor protection and operational practicality. Rules…...
SEC Proposal Would Address How Investment Advisers and Funds Can Custody Crypto Assets Under the Federal Securities Laws
5+ hour, 9+ min ago (324+ words) The Securities and Exchange Commission today proposed new rules and amendments to provide a tailored framework for the custody of crypto assets for registered investment advisers and regulated funds, i.e. registered investment companies and business… Official websites use.gov Secure.gov…...
SEC’s Division of Examinations Announces New Exam Handbook
6+ hour, 22+ min ago (306+ words) The Securities and Exchange Commission’s Division of Examinations today published its new handbook, “The SEC Exam Handbook: A Practical Guide on Process and Engagement,” which replaces and expands upon the previous examination brochure by providing… Official websites use.gov Secure....
Senate passes TAS Act
3+ hour, 21+ min ago (430+ words) The Senate unanimously approved the Taxpayer Assistance and Service Act, a wide-ranging package of 65 bipartisan reforms to modernize the Internal Revenue Service, strengthen taxpayer rights and improve the agency's ability to administer the Internal Revenue Code predictably and efficiently, including…...
Dean Dorton adds medical billing firm
3+ hour, 21+ min ago (261+ words) Top 100 Firm Dean Dorton acquired Associates in Resource Management, a Louisville, Kentucky-based provider of medical billing and revenue cycle services, effective Oct. 1. The deal expands Dean Dorton's physician client base and grows its presence in Kentucky. Dean Dorton, based in…...
Get your clients ready for tax season
1+ week, 2+ day ago (9+ words) Online Form – JofA October Year End Tax Planning...
Navigating the QSBS rules in pass-through structures
22+ hour, 25+ min ago (670+ words) The rules for qualified small business stock become more complex when it is held through a pass-through entity or when the corporation operates through one or more partnerships. This article discusses QSBS eligibility rules, planning opportunities, and areas of uncertainty....