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The Public Company Accounting Oversight Board imposed a civil money penalty on Top 100 Firm Macias Gini & O'Connell, and censured the firm and two of its partners over their audits of an unnamed biotech company that sold consumer beauty and health products before filing for bankruptcy. In a settled…
Funds, like ETFs and mutual funds, may consider a wide range of factors that are consistent with their objectives and strategies when selecting investments. This can include ESG, which stands for environmental, social, and…
The SEC's Office of Investor Education and Assistance is issuing this bulletin to help investors understand what happens when a fund closes and distributes its assets, or “liquidates.” A fund liquidation occurs when a fund closes…