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News
SEC Proposes to Modernize Rules for Registered Transfer Agents
1+ week, 5+ day ago (147+ words) technology in connection with securities offerings and the transfer of shares,” said SEC Chairman Paul...
SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations
2+ week, 2+ day ago (286+ words) kind of inconsistency that breeds confusion rather than confidence in the markets,” said SEC Chairman Paul...
First Amendment Sense and Sensibilities: Statement on Proposed Rescission of Pay-to-Play Rule
1+ week, 3+ day ago (308+ words) Paul J....
SEC Proposes Rescission of Political Contribution Rule for Investment Advisers
1+ week, 3+ day ago (317+ words) implementation of the rule has effectively resulted in the suppression of political speech,” said SEC Chairman Paul...
Statement on Commencement of Appointment Process for Public Company Accounting Oversight Board Seat
3+ week, 5+ day ago (330+ words) Paul S....
Statement on Regulation Crypto Assets: Fit-for-purpose Exemptions for Crypto Market Innovation
3+ week, 5+ day ago (315+ words) Dodd, Jill Henderson, Vladimir Ivanov, Caroline Schulte, Donald Edmond, Julie Marlowe, Navin Jayaram, Paul...
SEC Proposes New Regulation Crypto Assets
3+ week, 5+ day ago (498+ words) participants with clear pathways to raise capital under the federal securities laws,” said SEC Chairman Paul...