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SEC CHAIRMAN ARTHUR LEVITT, IOWA OFFICIALS TO HOLD INVESTORS’ TOWN MEETING IN DES MOINES
3+ day, 6+ hour ago (234+ words) The TownMeeting format also enables securities officials to hear directlyfrom investors on how government...
First Amendment Sense and Sensibilities: Statement on Proposed Rescission of Pay-to-Play Rule
1+ week, 3+ day ago (308+ words) to receiving comments from advisers, advisory personnel, state and local government entities and officials...contributions made by a covered associate that in the aggregate do not exceed $350 per election to any official...If the covered associate was not entitled to…...
Statement on Extension of 2024 Form PF Amendments
1+ week, 6+ day ago (25+ words) Atkins, Chairman Official websites use.gov Secure.gov websites use HTTPS More in this Section Statement...
SEC Proposes Rescission of Political Contribution Rule for Investment Advisers
1+ week, 3+ day ago (317+ words) advisers from providing compensated investment advisory services to a government client for two years… Official...services to a government client for two years after making a political contribution to certain elected officials...
Time to Transfer: Statement on Proposed Transfer Agent Rules
1+ week, 5+ day ago (555+ words) Peirce Official websites use.gov Secure.gov websites use HTTPS More in this Section Time to Transfer...They maintain the official record of ownership of an issuer’s securities and facilitate the issuance,...
SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations
2+ week, 2+ day ago (286+ words) European Union (EU) to the list of foreign government debt obligations designated as "exempted… Official...
Statement on Commencement of Appointment Process for Public Company Accounting Oversight Board Seat
3+ week, 5+ day ago (330+ words) Atkins, Chairman Official websites use.gov Secure.gov websites use HTTPS More in this Section Statement...
SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme
3+ day, 20+ hour ago (369+ words) LLC and I Wealth Network LP, for allegedly raising approximately $16 million from more than 200… Official...
Remarks at the Investor Advisory Committee Meeting
3+ day, 23+ hour ago (459+ words) Uyeda Official websites use.gov Secure.gov websites use HTTPS More in this Section Remarks at the...
GST Council Meeting Rescheduled To October 7 Due To BRICS Summit
1+ week, 4+ hour ago (469+ words) to the sources cited by PTI, the GST Council meeting will be preceded by a meeting of government officials...