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News
SEC CHAIRMAN ARTHUR LEVITT, IOWA OFFICIALS TO HOLD INVESTORS’ TOWN MEETING IN DES MOINES
3+ day, 4+ hour ago (234+ words) Wall Street to Main Street,” said Ganske.“The Town Meeting is for experienced investors and for thoselooking...consumers, said Goettsch. The Investors’ Town Meeting will be held at the EmbassySuites Hotel, 101 E....e-mail at [email protected]. The Investors’ Town Meeting is…...
GST Council Meeting Rescheduled To October 7 Due To BRICS Summit
1+ week, 2+ hour ago (469+ words) The 57th GST Council meeting, earlier scheduled for September 12, has been postponed to October...According to the sources cited by PTI, the GST Council meeting will be preceded by a meeting of government officials on October 5 and 6. The council, chaired by…...
SEC Investor Advisory Committee to Host Sept. 10 Meeting
1+ week, 3+ day ago (129+ words) Investor Advisory Committee will host a public meeting at the SEC Headquarters in Washington D.C. on...SEC’s Regulation National Market System rules. The meeting will also be webcast on the SEC website and consist...
Remarks at the Investor Advisory Committee Meeting
3+ day, 21+ hour ago (571+ words) Before I continue, I must note the customary disclaimer that the views I express here today are my own as Chairman and do not necessarily reflect those of the SEC as an institution or of my fellow Commissioners. To begin,…...
SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading
1+ week, 5+ day ago (419+ words) Washington D.C., Sept. 1, 2026 — The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading. The roundtable will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from…...
Lame Duck: Remarks at the Meeting of the SEC Investor Advisory Committee
3+ day, 21+ hour ago (213+ words) panelists. Thank you for your participation in the meeting. Thank you also to Marc Sharma, Adam Moore, Charles...spirited, informative discussion. The last IAC meeting set a high bar, and I look forward to another meeting replete with lively engagement…...
On the move: RKL installs new CEO
1+ week, 2+ day ago (148+ words) Mike De Stefano has taken the helm at RKL; The Bonadio Group named Cailee Medina its new chief human resources officer; Rea appointed Tory Spadafora its first-ever chief growth officer; and other firm and personnel news from across the profession....
Municipal Securities Underwriters Pay a Total of $325,000 in Fines
3+ day, 4+ hour ago (61+ words) The Securitiesand Exchange Commission announced today that NASD RegulationInc. censured and fined 21 securities firms for violationsof Rule G-36 of the Municipal Securities Rulemaking Board.At the same time, the Comptroller of the Currency sanctioneda… Washington, DC, Dec. 16, 2026 — The SEC, NASD Regulation…...