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SEC CHAIRMAN ARTHUR LEVITT, IOWA OFFICIALS TO HOLD INVESTORS’ TOWN MEETING IN DES MOINES
3+ day, 8+ hour ago (234+ words) Washington, D.C., Nov. 5, 2026 — On Friday, November 21, U.S.Securities and Exchange Commission Chairman Arthur Levitt, U.S.Representative Greg Ganske, and Craig Goettsch, Iowa’sSuperintendent of Securities, will hold an Investors’ TownMeeting at the Embassy Suites Hotel in Des Moines, Iowa. Morethan 800 investors are…...
Paystand agents now generally available
5+ day, 18+ hour ago (163+ words) Digital payments solutions provider Paystand announced the general availability of its agentic finance suite, which brings AI agents into accounts receivable, spend management and reporting on its B2B payment network. "Agentic finance does not mean giving software unlimited authority," Almond said....
SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading
1+ week, 5+ day ago (419+ words) Washington D.C., Sept. 1, 2026 — The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading. The roundtable will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from…...
SEC Proposes to Modernize Rules for Registered Transfer Agents
1+ week, 6+ day ago (147+ words) Washington D.C., Sept. 1, 2026 — The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents. “This proposal would streamline and modernize the Commission’s rules to reflect transfer agents’ current processes and operations, including the…...
Statement on Proposed Amendments to the SEC’s Transfer Agent Rules
1+ week, 6+ day ago (156+ words) It has been 40 years since the Commission last significantly updated its transfer agent rules.[1] In 2015, Commissioners Luis Aguilar and Dan Gallagher warned that the rules were already “anachronistic” and out of sync with industry practices.[2] They urged that critical reforms…...
SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations
2+ week, 2+ day ago (286+ words) The Securities and Exchange Commission today proposed amendments to Rule 3a12-8 under the Securities Exchange Act of 1934 to add the debt obligations of the European Union (EU) to the list of foreign government debt obligations designated as "exempted… Official websites use....
Filling the Regulatory Tank: Regulation Crypto Assets Proposing Release
3+ week, 5+ day ago (550+ words) Commissioner Hester M. Peirce Official websites use.gov Secure.gov websites use HTTPS More in this Section Filling the Regulatory Tank: Regulation Crypto Assets Proposing Release In 2020, I spoke about my encounter on a stormy New Jersey night and an empty…...
Statement on Regulation Crypto Assets: Fit-for-purpose Exemptions for Crypto Market Innovation
3+ week, 5+ day ago (315+ words) Today, the Commission continues its work to restore American leadership in capital formation by developing tailored, fit-for-purpose rules that are designed to support innovation in crypto asset markets. Today, we are charting a new course with a package of exemptions…...
Statement on Regulation Crypto Assets
3+ week, 5+ day ago (460+ words) Commissioner Mark T. Uyeda Official websites use.gov Secure.gov websites use HTTPS More in this Section Statement on Regulation Crypto Assets Today, the Commission proposes Regulation Crypto Assets, which would create a specific offering framework for certain investment contracts involving…...