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Municipal Securities Underwriters Pay a Total of $325,000 in Fines
2+ day, 2+ hour ago (61+ words) The Securitiesand Exchange Commission announced today that NASD RegulationInc. censured and fined 21 securities firms for violationsof Rule G-36 of the Municipal Securities Rulemaking Board.At the same time, the Comptroller of the Currency sanctioneda… Washington, DC, Dec. 16, 2026 — The SEC, NASD Regulation…...
How to teach ownership
3+ day, 15+ hour ago (518+ words) How do you get an employee to go from task-doer to accomplished-completer? How are firms conveying the importance of ownership to their staff and showing them how to go about it? Leaders want team members to see a project through…...
Tax Fraud Blotter: Get your stolen checks here
2+ week, 2+ day ago (1100+ words) Philadelphia: Alexander Telewoda, 26, of Clifton Heights, Pennsylvania, was sentenced to 78 months in prison, three years of supervised release, restitution of $10,841,731.83 and forfeiture of $162,144.50 for conspiring with three others to steal and sell thousands of U.S. Treasury checks. The defendant was charged…...
Eide Bailly expands in California, Hawaii
4+ week, 1+ day ago (282+ words) Top 20 Firm Eide Bailly will acquire accounting and advisory firm MUN, effective Aug. 17. MUN services clients across healthcare, real estate, nonprofits, employee benefit plans, local governments, manufacturing and hospitality. The deal adds offices in Glendale, California; Roseville, California; Lihue, Hawaii;…...