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Latest Articles
ICI Compliance, Risk, and Legal Conference
1+ day, 6+ min ago (1652+ words) Thank you Hope and good afternoon. It is a pleasure to join the Investment Company Institute today and to spend some time with people who care deeply about the strength and integrity of our capital markets. Before I begin, let…...
Remarks Before 12th Annual Government Enforcement Institute
7+ hour, 18+ min ago (447+ words) Today, I want to provide a clear update on the SEC’s Enforcement Division, outline a few new initiatives that strengthen our enforcement program, and deliver some direct messages about what defense counsel should expect from us going forward. The Enforcement…...
On the move: Louis Plung names first CGO
4+ hour, 24+ min ago (172+ words) Pittsburgh firm Louis Plung has named Beth Bershok its first chief growth officer; Sean Trahan is taking the helm of Citrin Cooperman's new transfer pricing practice; KNAV launched an enterprise GRC platform; and other firm and personnel news from across…...
Tax Fraud Blotter: Making waves in Hawaii
15+ hour, 8+ min ago (1680+ words) Millions on OnlyFans; "Administrative Expenses;" cookie decorating class; and other highlights of recent tax cases. Ewa Beach, Hawaii: A Hawaii husband and wife were sentenced to 16 months and 24 months in prison, respectively, for their roles in a nationwide tax fraud…...
Securitize jumps after regulators greenlight some tokenized U.S. stock trading
1+ day, 3+ hour ago (280+ words) Securitize surged Thursday after federal regulators greenlit the issuing of tokenized stocks on some trading platforms in the U.S. The tokenization name was last up 14%. At its peak, it was up 24%. The Securities and Exchange Commission earlier in the day announced…...
Stock Around the Clock: Remarks at the Roundtable on Preparations for 24-Hour Trading
1+ day, 7+ hour ago (197+ words) I am a big fan of roundtables. I appreciate the panelists for giving of their time and expertise and the Commission staff, especially from the Division of Trading and Markets, who work diligently to plan the panels and prepare the…...
A Chinese AI company just connected its model to Wall Street's leading data providers
1+ day, 7+ hour ago (284+ words) BEIJING — The Chinese artificial intelligence startup behind the Kimi model said Thursday that financial industry giants, including investment banks, funds and venture capital firms are using its Kimi models on AI tools. Among the companies now using Kimi are investment…...
How student athlete salaries are changing college sports
1+ day, 3+ hour ago (1477+ words) The new club seats come with an all-inclusive, rotating assortment of crab cakes, smoked ribs, cobb salad and macaroons, plus beer and wine. More than 40 private suites overlook the pristine football field, surrounded by lighting towers designed to look like…...
Remarks at the SEC Roundtable on 24-Hour Trading
1+ day, 7+ hour ago (417+ words) Commissioner Mark T. Uyeda Official websites use.gov Secure.gov websites use HTTPS More in this Section Remarks at the SEC Roundtable on 24-Hour Trading Good morning and welcome to the SEC’s roundtable on 24-Hour Trading. Thanks to those of you…...
Remarks at the 24-Hour Trading Roundtable
1+ day, 7+ hour ago (272+ words) Good morning, ladies and gentlemen, and thank you for joining us today to discuss preparations for expanding 24-hour trading in the U.S. equities markets. Before sharing a few reflections, I must note that the views I express here are my own…...