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Latest Articles
Remarks to the ALI CLE 2013 Conference on Life Insurance Company Products
11+ hour, 43+ min ago (318+ words) Good morning. Thank you, Steve, for your kind introduction and for inviting me to speak today. Before I begin, let me remind you that the views I express are my own and do not necessarily reflect the views of the…...
Remarks to the Practising Law Institute, Private Equity Forum
12+ hour, 40+ min ago (423+ words) [1]Thank you, Yukako, for that kind introduction. Good morning everyone and before I begin, let me remind you that the views I express are my own and do not necessarily reflect the views of the Commission, any of the Commissioners,…...
Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference
10+ hour, 56+ min ago (229+ words) U.S. Securities and Exchange Commission Good morning and thank you for that kind introduction and for inviting me to speak with you today. Before I begin, it is my obligation to remind you that my remarks represent my own views and…...
Remarks to the Practising Law Institute, Hedge Fund Management Seminar 2014
12+ hour, 44+ min ago (284+ words) U.S. Securities and Exchange Commission Thank you, Nora, for the kind introduction. Good morning and thank you for inviting me to speak to you today. Before proceeding, let me remind you that the views I express are my own and do…...
Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products
5+ hour, 6+ min ago (233+ words) Division staff has worked and continues to work diligently to take stock of various emerging trends affecting the asset management industry in real time, rather than reacting to problems raised by industry developments after they occur. In short, we are…...
Remarks to the ICI 2014 Securities Law Developments Conference
7+ hour, 31+ min ago (899+ words) speech by Norm Champ, Director, Division of Investment Management, in Washington, D.C., on December 10, 2014 Official websites use.gov Secure.gov websites use HTTPS More in this Section Remarks to the ICI 2014 Securities Law Developments Conference Good morning everyone, and thank you,…...
Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products
5+ hour, 17+ min ago (1220+ words) by Dave Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Washington, D.C., November 2, 2015 Official websites use.gov Secure.gov websites use HTTPS More in this Section Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products Dave Grim,…...
Remarks to the ICI 2015 Securities Law Development Conference
5+ hour, 18+ min ago (564+ words) “Does this protect investors?” And, when it applies, “How does this maintain market integrity?” I can’t touch on what we’ve done without first highlighting how 2015 marked an important year for us—it commemorated the 75th anniversary of the Investment Company Act…...
Remarks to the PLI Investment Management Institute – 2016
5+ hour, 20+ min ago (1015+ words) Thank you, Paul, for your kind introduction. Good morning and thank you for inviting me to speak to you today. Before I begin, let me remind you that the views I express are my own and do not necessarily reflect…...
Remarks to the Investment Company Institute’s 2016 Mutual Funds and Investment Management Conference
5+ hour, 21+ min ago (283+ words) Good morning, everyone, and thank you, David, for that kind introduction, as well as for inviting me to speak here today. Before I begin, let me remind everyone that the views I express here today are solely my own, and…...